Unclaimed
Annie Hu is a financial professional with Wells Fargo Securities, LLC. Annie has been in the industry for over 100 days. Annie has passed the Series 63, Series 79TO, and SIE exams. Annie is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/26/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 12/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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