Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annie? Claim Your ProfileAnnie Ross is a financial professional with over 20 years of experience in the industry. Annie has worked at several leading financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, KeyBanc Capital Markets Inc. and Natcity Investments, Inc. Annie is currently a Registered Representative at Bofa Securities, Inc., where she provides research-related services to clients. Annie holds a Series 7, Series 63, Series 66, and Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
OH
05/10/2019 - Present
Bofa Securities, Inc. (CLEVELAND OH)
OH
04/14/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEVELAND OH)
OH
11/04/2013 - 03/20/2015
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
OH
03/24/2005 - 02/15/2012
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
OH
01/14/2002 - 03/23/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
TX
03/02/2000 - 01/10/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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