Unclaimed
Annie Elizabeth Bailey is a financial advisor who is currently registered with Athene Securities, LLC and has over 20 years of experience in the financial services industry. Annie has been with Athene Securities, LLC since June 11, 2015. She is a Series 6 and Series 63 licensed professional, and holds the SIE license. Annie has worked for several other firms in the past, including Ameritas Investment Corp., Directed Services LLC, ING Financial Advisors, LLC, and Princor Financial Services Corporation. Annie has a history of working in Iowa and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
06/11/2015 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NE
10/03/2011 - 12/31/2013
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
02/12/2003 - 04/04/2011
DIRECTED SERVICES LLC (DES MOINES IA)
CT
06/13/2002 - 01/13/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
03/13/2001 - 09/14/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 02/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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