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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annie? Claim Your ProfileAnnie Evans is a financial advisor at Morgan Stanley and has been in the financial industry since 2007. Annie has worked at several firms, including Charles Schwab & Co., Inc., TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC. Annie holds Series 63, 65, 66 and 7 licenses. Annie is registered in 31 states and is a registered investment advisor in 2 states. Annie specializes in providing financial advice to individuals, businesses, high-net-worth individuals, investment companies, charitable organizations, insurance companies, banking or thrift institutions, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
03/03/2020 - Present
Morgan Stanley (Las Vegas NV)
NV
02/13/2013 - 03/11/2014
CHARLES SCHWAB & CO., INC. (LAS VEGAS NV)
NV
01/07/2009 - 02/08/2013
TD AMERITRADE, INC. (LAS VEGAS NV)
CA
03/09/2006 - 02/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
02/06/2006 - 02/28/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
BOTH
Issued 12/21/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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