Unclaimed
Annie Hsu is a financial professional with over 18 years of experience in the industry. Annie is currently registered with Mizuho Securities USA LLC in Iselin, NJ. Annie has held previous positions at Goldman Sachs & Co. LLC in Jersey City, NJ. Annie holds the Series 7, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/20/2020 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NJ
04/15/2004 - 04/01/2020
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
BC
Issued 04/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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