Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annica? Claim Your ProfileAnnica O Ramirez is a financial advisor at UBS Financial Services Inc. Annica Ramirez is a licensed Series 7, 9, 10 and 66 securities professional. Annica Ramirez is registered with FINRA and the states of Florida, New Jersey, New York and Puerto Rico. Annica Ramirez has been in the securities industry since August 2005. Annica Ramirez has worked at UBS Financial Services Inc. since August 2005. Prior to that, Annica Ramirez was at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO. Annica Ramirez is based in SAN JUAN, PR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
08/15/2005 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
08/15/2005 - 10/19/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
BOTH
Issued 11/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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