Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Rosenfield is a financial advisor with Raymond James & Associates, Inc. Annette has been in the industry since 1988 and has experience in providing financial advice and investment management services. Annette is licensed in various states, including Florida, California, Connecticut, Michigan, New York, North Carolina, and Virginia. She is also registered with the Financial Industry Regulatory Authority (FINRA). In addition to working at Raymond James & Associates, Inc., Annette is also involved in other business activities such as managing member of Rosenfield Family LLC and President of Tax & Estate Planning Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/07/2013 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
06/01/2009 - 11/30/2012
MORGAN STANLEY (AVENTURA FL)
FL
07/03/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
CT
04/26/1983 - 09/17/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 07/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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