Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Quigley is a financial advisor with LPL Enterprise, LLC. Annette has been in the financial services industry since 1999 and has a wide range of experience. Annette is registered in 12 states and has been employed by several firms throughout her career, including Cetera Investment Services LLC, LPL Financial LLC, and UVEST Financial Services Group, INC. Annette is dedicated to providing her clients with personalized financial advice and guidance. Annette is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
11/14/2024 - Present
LPL Enterprise, LLC (COCKEYSVILLE MD)
MD
02/12/2014 - 12/16/2019
CETERA INVESTMENT SERVICES LLC (LUTHERVILLE MD)
MD
02/28/2008 - 02/13/2014
LPL FINANCIAL LLC (LUTHERVILLE MD)
MD
06/30/2003 - 01/18/2008
UVEST FINANCIAL SERVICES GROUP, INC. (BALTIMORE MD)
CA
04/29/2003 - 07/01/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
04/03/2002 - 04/22/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
09/18/2001 - 02/27/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
10/27/1998 - 07/16/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 06/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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