Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Puglia is a financial advisor at LPL Financial LLC. Annette has been in the industry since 2001 and has a strong background in financial planning, portfolio management, and investment advisory services. Annette is registered with the state of New Jersey and is currently working from the Holmdel, New Jersey branch office of LPL Financial LLC. Previously, Annette has also worked for firms such as Capital One Investment Services LLC, Lincoln Investment, and Great American Advisors, Inc. She holds the Series 7 and Series 63 licenses as well as the SIE designation. Annette is dedicated to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
11/20/2023 - Present
LPL Financial LLC (HOLMDEL NJ)
NY
09/19/2014 - 04/17/2023
LPL FINANCIAL LLC (JERICHO NY)
NY
11/26/2012 - 09/16/2014
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
08/02/2010 - 02/03/2011
LINCOLN INVESTMENT (SMITHTOWN NY)
NY
09/07/2006 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (SMITHTOWN NY)
NY
01/09/2002 - 08/17/2006
ESSEX NATIONAL SECURITIES, INC. (SMITHTOWN NY)
NY
01/12/2006 - 01/20/2006
GREAT AMERICAN ADVISORS, INC. (SMITHTOWN NY)
IL
08/14/2000 - 12/31/2001
PMG SECURITIES CORPORATION (ELGIN IL)
IL
04/27/1999 - 07/11/2000
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
02/04/2000 - 07/10/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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