Unclaimed
Annette Hadley Smith is a registered representative with PFS Investments Inc. based in INDIANAPOLIS, IN. Annette has been in the industry since January 8th, 2021, and is registered in Indiana, Ohio, and Texas. Annette holds Series 6TO, SIE and Series 63 licenses and specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IN
01/09/2021 - Present
PFS Investments Inc. (INDIANAPOLIS IN)
BC
Issued 02/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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