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Annette Gittleman Siegel

Kensington Capital Corp.

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About Annette Gittleman Siegel

Annette Siegel has been a registered representative since December 1983. Annette Siegel is currently registered with Kensington Capital Corp., based in Brooklyn, New York. Annette Siegel has been registered with Kensington Capital Corp. since March 2018. Annette Siegel was previously registered with Oppenheimer & Co. Inc. from January 2002 until March 2018, with Josephthal & Co., Inc. from October 1991 until January 2002, and with Josephthal & Co., Incorporated from December 1983 until May 1990. Annette Siegel holds the Series 63, SIE, Series 15, and Series 7 licenses.

Firm Information

Annette Siegel is currently registered with Kensington Capital Corp.. Kensington Capital Corp. is a corporation formed on June 12, 1983. They are registered with the SEC and in eight states. The firm has been involved in nine regulatory events and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Annette Siegel’s Registration & Firm History

NY

03/07/2018 - Present

Kensington Capital Corp. (BROOKLYN NY)

NY

01/02/2002 - 03/19/2018

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

10/11/1991 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NA

05/29/1990 - 10/23/1991

JOSEPHTHAL & CO., INC.

NA

12/22/1983 - 05/29/1990

JOSEPHTHAL & CO., INCORPORATED

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Licenses & Designations

BC

Issued 06/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Annette Gittleman Siegel. Review regulatory record here.
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