Unclaimed
Annette Siegel has been a registered representative since December 1983. Annette Siegel is currently registered with Kensington Capital Corp., based in Brooklyn, New York. Annette Siegel has been registered with Kensington Capital Corp. since March 2018. Annette Siegel was previously registered with Oppenheimer & Co. Inc. from January 2002 until March 2018, with Josephthal & Co., Inc. from October 1991 until January 2002, and with Josephthal & Co., Incorporated from December 1983 until May 1990. Annette Siegel holds the Series 63, SIE, Series 15, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2018 - Present
Kensington Capital Corp. (BROOKLYN NY)
NY
01/02/2002 - 03/19/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/11/1991 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
05/29/1990 - 10/23/1991
JOSEPHTHAL & CO., INC.
NA
12/22/1983 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
BC
Issued 06/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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