Unclaimed
Annette Geneva Harpole is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Annette has been in the financial services industry since February 2004. Annette is registered with FINRA and holds the Series 6, Series 7, and SIE licenses. Annette is located in Franklin, WI and works out of the Northwestern Mutual Investment Services, LLC office in Franklin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
02/18/2004 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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