Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Musa is a financial advisor with over 30 years of experience in the financial services industry. Annette has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 2017 and has previously held positions at Comerica Securities, BANC One Securities Corporation, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Smith Barney Inc., BA Investment Services, Inc., GNA Securities, Inc., PaineWebber Incorporated, Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services, Inc. and Prudential-Bache Securities Inc. Annette is a licensed securities agent in Arizona and California and is a registered investment advisor representative in California. Annette provides financial services to a wide range of clients, including individuals, families, businesses, and institutions. Annette specializes in investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/20/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
02/16/2006 - 09/12/2017
COMERICA SECURITIES (PHOENIX AZ)
IL
06/20/2002 - 02/09/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
03/16/2001 - 05/16/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/13/2000 - 05/16/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
05/19/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/05/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
10/18/1996 - 05/22/1997
SMITH BARNEY INC. (NEW YORK NY)
CA
05/30/1992 - 10/28/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
01/18/1991 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
03/03/1988 - 01/11/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/22/1987 - 03/07/1988
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
NA
07/27/1984 - 09/21/1987
FIDELITY BROKERAGE SERVICES, INC.
NA
06/20/1984 - 07/24/1984
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 03/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 06/17/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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