Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Grimes is a financial professional with over 30 years of experience in the financial industry. Annette is currently registered with Wells Fargo Clearing Services, LLC and has previously worked for JANNEY MONTGOMERY SCOTT LLC, MORGAN STANLEY, MOORS & CABOT, INC., NOMURA SECURITIES INTERNATIONAL, INC., MORGAN STANLEY & CO., INCORPORATED, MOSELEY SECURITIES CORPORATION, GRUNTAL & CO. and HERZFELD & STERN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/30/2019 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/06/2018 - 09/09/2019
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
MA
02/20/2013 - 09/06/2018
MORGAN STANLEY (MIDDLETON MA)
MA
02/08/1996 - 04/14/1998
MOORS & CABOT, INC. (BOSTON MA)
NY
09/24/1991 - 01/31/1994
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/14/1987 - 12/31/1990
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
01/21/1987 - 06/24/1987
MOSELEY SECURITIES CORPORATION
NA
05/13/1982 - 08/19/1983
GRUNTAL & CO.
NA
08/18/1981 - 12/28/1982
DEAN WITTER REYNOLDS INC.
NA
12/09/1981 - 04/21/1982
HERZFELD & STERN
BC
Issued 10/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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