Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Costa is a financial advisor with over 20 years of experience in the industry. Annette currently works at Tiaa-Cref Individual & Institutional Services, LLC in the New York, NY regional office. Annette also has previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, and TCW Brokerage Services. Annette is registered as a Registered Representative and Investment Advisor Representative in New York. Annette has passed multiple examinations, including the Series 7, Series 63, Series 66, and Series 3.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NY
12/09/2013 - 06/26/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/07/2013 - 11/14/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CA
09/17/1996 - 06/13/2000
TCW BROKERAGE SERVICES (LOS ANGELES CA)
NY
07/15/1991 - 06/07/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/19/1989 - 07/19/1991
KLEINWORT BENSON NORTH AMERICA INC.
NA
01/23/1985 - 06/10/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 06/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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