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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Bowman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Annette has been in the industry since 2015 and has a broad range of experience, working with individual and business clients. Annette holds Series 4, 7, 9, 10, 24, 63 and 65 licenses and is registered in 53 states. In addition to Merrill Lynch, Annette has previously worked at Morgan Stanley and E*TRADE Securities LLC. Annette's specializations include Portfolio Management for Individuals and Businesses, Pension Consulting, Selection of Other Advisers, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SALT LAKE CITY UT)
UT
01/24/2023 - 01/02/2024
MORGAN STANLEY (Sandy UT)
UT
01/21/2015 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
IA
Issued 04/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2021
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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