Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Baltes is a financial advisor who has been in the industry since 2000. She is currently registered with TIAA-CREF Individual & Institutional Services, LLC and has been with the firm since 2023. Previously, Annette was a financial advisor at Northwestern Mutual Investment Services, LLC and Pruco Securities, LLC. Annette holds Series 6, 7, 63, and 66 securities licenses. Annette offers financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MN
02/12/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (BLOOMINGTON MN)
MN
10/23/2020 - 03/20/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Edina MN)
CT
04/01/2020 - 09/15/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
10/12/2018 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
WI
03/14/2000 - 03/07/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/14/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 02/12/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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