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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annette? Claim Your ProfileAnnette Dubose is a financial advisor with Morgan Stanley. Annette has been working in the financial services industry since 1999 and has been registered with the Securities and Exchange Commission (SEC) since 2001. Annette holds a Series 7, 9, 10, 24, 53, and 66 licenses. Annette is a Registered Representative of Morgan Stanley Smith Barney LLC. Annette provides financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Annette specializes in financial planning, investment management, retirement planning, and estate planning. Annette is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MS
08/20/2018 - Present
Morgan Stanley (RIDGELAND MS)
MS
02/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGELAND MS)
MS
07/06/2007 - 02/01/2008
UBS FINANCIAL SERVICES INC. (JACKSON MS)
MS
02/13/2007 - 06/27/2007
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
MS
02/21/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (JACKSON MS)
MS
01/21/1999 - 02/14/2003
TRUSTMARK FINANCIAL SERVICES, INC. (JACKSON MS)
BOTH
Issued 05/07/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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