Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anneliese? Claim Your ProfileAnneliese Mitnick is a registered investment advisor representative with Seelaus Asset Management, LLC. Anneliese has been in the financial services industry since 2004. Anneliese holds several securities licenses, including Series 63, Series 24, Series 99TO, SIE, Series 57, and Series 17. Anneliese is registered to provide investment advisory services in 24 states. Anneliese specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Anneliese also provides financial planning services. Anneliese is also the CEO of Seelaus Financial, an affiliate of R. Seelaus & Co, LLC. Anneliese's prior experience includes working at HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
04/12/2021 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
NY
10/07/2004 - 03/11/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 57 - Securities Trader Exam
BC
Issued 10/06/2004
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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