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Anne Zachara

Mizuho Securities USA LLC

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About Anne Zachara

Anne Zachara has been in the industry since 1988. Anne is currently registered with Mizuho Securities USA LLC. Anne's previous experience includes time at CREDIT SUISSE SECURITIES (USA) LLC, DEUTSCHE BANK SECURITIES INC., and NOMURA SECURITIES INTERNATIONAL, INC.

Firm Information

Anne Zachara is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Zachara’s Registration & Firm History

NY

04/22/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/06/2005 - 11/21/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/28/2000 - 07/12/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/29/1987 - 07/03/2000

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/02/1990

Series 3 - National Commodity Futures Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anne Zachara.
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