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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Theresa Dunne has been in the financial industry since January 8, 1982. Anne has a long history of experience in the industry, having worked for a number of firms including BANCNORTH INVESTMENT GROUP, INC., COMPULIFE INVESTOR SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., and WINTERGREEN FINANCIAL GROUP, INC. Anne is currently registered with Cetera Investment Advisers LLC. Anne specializes in working with individuals, corporations, other businesses, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
01/21/2014 - Present
Cetera Investment Advisers LLC (SCARBOROUGH ME)
ME
01/01/2005 - 11/26/2008
BANCNORTH INVESTMENT GROUP, INC. (PORTLAND ME)
MN
02/20/1998 - 06/06/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
AZ
12/19/1996 - 02/13/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
02/29/1996 - 01/10/1997
WINTERGREEN FINANCIAL GROUP, INC.
NY
02/28/1996 - 01/10/1997
WINTERGREEN FINANCIAL GROUP, INC. (PORT WASHINGTON NY)
SC
04/26/1995 - 03/21/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
12/01/1994 - 04/06/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
NJ
11/15/1981 - 10/31/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/18/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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