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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Summers is a financial advisor registered with Cetera Investment Advisers LLC. Anne has been in the financial services industry since 2015 and has experience working with a variety of clients, including individuals, businesses, and retirement plans. Anne has held previous roles with First Allied Securities, Inc., Ameriprise Financial Services, Inc., KMS Financial Services, Inc., National Planning Corporation, and RBC Capital Markets, LLC. Anne holds Series 7 and Series 66 licenses. Anne's specialties include financial planning, pension consulting, and educational seminars. Anne is a member of the Coronado Alano Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/18/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
08/01/2017 - 09/20/2017
AMERIPRISE FINANCIAL SERVICES, INC. (SAN DIEGO CA)
AZ
08/22/2016 - 10/17/2016
KMS FINANCIAL SERVICES, INC. (TUCSON AZ)
AZ
03/20/2015 - 10/26/2015
NATIONAL PLANNING CORPORATION (Tucson AZ)
AZ
05/15/2012 - 09/25/2014
RBC CAPITAL MARKETS, LLC (TUCSON AZ)
BOTH
Issued 5/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 5/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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