Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Vani-obey is a financial advisor with over 20 years of experience in the financial services industry. Anne has a broad range of experience in various firms such as Empower Financial Services, Inc. and TIAA-CREF Individual & Institutional Services, LLC. Anne is currently registered with Pentegra Distributors Inc. in North Carolina and holds Series 6, 7TO, 52, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/08/2023 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
CO
12/02/2021 - 12/06/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NC
01/31/2001 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
CA
07/09/1998 - 06/14/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MI
05/10/1996 - 10/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/09/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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