Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Gaume is a financial advisor associated with Key Investment Services LLC, a firm that manages approximately $1 billion to $10 billion in assets. Anne has been in the industry since March 2011 and has held licenses in New York. Anne is currently licensed in Ohio and has passed the Series 6, Series 63, and SIE exams. Anne is a licensed representative of Key Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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OH
07/11/2012 - Present
KEY Investment Services LLC (BROOKLYN OH)
NY
03/21/2011 - 07/11/2012
HSBC SECURITIES (USA) INC. (HAMBURG NY)
BC
Issued 04/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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