Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Schnuriger is an Investment Advisor Representative who has been in the industry since April 1996. Anne is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in both New Jersey and Texas. Previously, Anne was employed by UBS Financial Services Inc., Direct Access Partners LLC, Kellogg Partners Institutional Services LLC, Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P.. Anne is a Series 66 and Series 63 exam holder and has passed the Series 57TO, SIE, Series 25, Series 55 and Series 7 exams. Anne specializes in providing financial advice to high-net-worth individuals, corporations and other businesses, investment companies, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/02/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
NJ
10/08/2012 - 02/20/2013
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NY
01/19/2011 - 05/17/2011
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
12/09/2003 - 12/31/2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)
NY
09/09/2002 - 01/14/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/19/1993 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BOTH
Issued 03/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 25 - NYSE Trading Assistant Examination
BC
Issued 04/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anne Schnuriger is the right advisor for you? Invested Better is here to help.
