Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Thornton is a registered investment advisor representative with Stephens, a firm with a long history of providing financial services to individuals and institutions. Anne has been in the securities industry since 2001, and has a strong track record of providing personalized financial advice. Anne Thornton is also a registered investment advisor representative with Stephens. Anne specializes in providing financial planning, portfolio management, and investment advice. She has a strong understanding of the securities industry and is committed to providing her clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
07/10/2017 - Present
Stephens (WINSTON-SALEM NC)
NC
06/01/2009 - 07/10/2017
MORGAN STANLEY (WINSTON-SALEM NC)
NC
04/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
NC
01/16/2001 - 11/08/2007
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
IA
Issued 03/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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