Unclaimed
Anne Doan is a registered representative with Voya Investments Distributor, LLC and has been in the securities industry since March 23, 1999. Anne is currently registered in California with the Series 63, Series 7, and SIE exams. Anne has previously been registered with Allianz Global Investors Distributors LLC, Nicholas-Applegate Securities LLC, Waterhouse Securities, Inc., and Jack White & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/15/2024 - Present
Voya Investments Distributor, LLC (WINDSOR CT)
CA
04/01/2010 - 02/21/2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)
CA
02/21/2000 - 04/15/2010
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
NE
06/01/1998 - 07/22/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
08/30/1996 - 06/01/1998
JACK WHITE & COMPANY, INC.
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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