Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Miller Sylvester has been in the financial services industry for over 30 years. Anne is registered to offer investment advice in both New York and Texas, and has experience in a variety of financial areas including portfolio management for individuals and businesses, pension consulting, and financial planning. Anne is associated with J.p. Morgan Securities LLC, and previously worked with a number of financial firms including J.P. MORGAN SECURITIES INC., HSBC SECURITIES (USA) INC., Lehman Brothers Inc. and LEHMAN GOVERNMENT SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/17/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NY
01/17/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/05/2001 - 08/08/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/04/1996 - 12/13/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/21/1988 - 02/28/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/10/1990 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
01/10/1990 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
IA
Issued 05/17/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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