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Anne Michelle Herring

Deutsche Bank Securities Inc.

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About Anne Michelle Herring

Anne Michelle Herring is a registered representative with Deutsche Bank Securities Inc. located in Jacksonville, FL. Anne has been working in the financial services industry since 1995 and has experience with Lehman Brothers Inc., Dean Witter Reynolds Inc. and Bear, Stearns & Co. Inc.. Anne currently holds Series 7, Series 63, Series 99TO, and SIE licenses. Anne is also a registered representative with the following states: New Jersey and New York. Anne Michelle Herring is a valuable asset to Deutsche Bank Securities Inc.

Firm Information

Anne Herring is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Anne Herring’s Registration & Firm History

FL

01/03/2012 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

NJ

08/08/2011 - 01/03/2012

DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)

TX

10/09/2003 - 08/08/2011

DEUTSCHE BANK SECURITIES INC. (DALLAS TX)

NY

02/03/1996 - 08/20/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

10/02/1995 - 01/25/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

05/11/1995 - 09/19/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anne Michelle Herring.
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