Unclaimed
Anne Michelle Herring is a registered representative with Deutsche Bank Securities Inc. located in Jacksonville, FL. Anne has been working in the financial services industry since 1995 and has experience with Lehman Brothers Inc., Dean Witter Reynolds Inc. and Bear, Stearns & Co. Inc.. Anne currently holds Series 7, Series 63, Series 99TO, and SIE licenses. Anne is also a registered representative with the following states: New Jersey and New York. Anne Michelle Herring is a valuable asset to Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
01/03/2012 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NJ
08/08/2011 - 01/03/2012
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
TX
10/09/2003 - 08/08/2011
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
NY
02/03/1996 - 08/20/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/02/1995 - 01/25/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/11/1995 - 09/19/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 08/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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