Unclaimed
Anne Gonzalez is a securities professional with over 27 years of experience in the financial services industry. Anne is currently a registered representative with Fmsbonds, Inc., located in Boca Raton, FL. Previously, Anne has held positions at several other firms including GKN Securities Corp., D. Blech & Company, Incorporated, Josephthal Lyon & Ross Incorporated, Raymond James & Associates, Inc., and Noble International Investments, Inc. Anne holds several securities licenses including Series 7, 24, 52TO, 53 and 99TO. Anne has been active in the securities industry since January 14, 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/18/1998 - Present
Fmsbonds, Inc. (BOCA RATON FL)
NY
10/16/1996 - 09/17/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/31/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/27/1994 - 10/17/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
FL
02/17/1994 - 03/03/1994
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
12/16/1992 - 02/02/1994
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
BC
Issued 11/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/09/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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