Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Melanie Roach is an investment advisor representative at LPL Financial LLC in Chesapeake, Virginia. Anne has been in the securities industry since May 2, 1986. Anne is also registered as an investment advisor representative in Virginia. Anne's previous employers include First Investors Corporation and MONY Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
03/24/2000 - Present
LPL Financial LLC (CHESAPEAKE VA)
NJ
11/02/1994 - 04/08/1999
FIRST INVESTORS CORPORATION (EDISON NJ)
NY
10/18/1990 - 10/24/1994
MONY SECURITIES CORP. (NEW YORK NY)
NJ
04/23/1986 - 10/15/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 03/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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