Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Mary Finley Kessler is a financial advisor with Nuveen Securities, LLC. Anne has been in the financial industry for over 16 years. Anne's current employment with Nuveen Securities, LLC began in March 2011. Prior to joining Nuveen Securities, LLC, Anne worked at Pioneer Funds Distributor, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anne is registered with the Securities and Exchange Commission as an Investment Advisor Representative and is also registered with the Financial Industry Regulatory Authority (FINRA). Anne is a member of the 1617 W GRAND AVE CONDO ASSOCIATION board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/08/2011 - Present
Nuveen Securities, LLC (CHICAGO IL)
IL
01/27/2011 - 03/24/2011
PIONEER FUNDS DISTRIBUTOR, INC. (CHICAGO IL)
NY
04/07/1999 - 03/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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