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Anne Marie Subotich

Fidelity Brokerage Services LLC

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About Anne Marie Subotich

Anne Marie Subotich is a financial professional with over 30 years of experience in the industry. She has worked for several prominent firms, including Charles Schwab & Co., Inc. and Cambridge Investment Research, Inc. Anne Marie currently works for Fidelity Brokerage Services LLC, specializing in providing investment advice and guidance to clients. Her extensive experience and professional qualifications make her a valuable asset to the financial services industry.

Firm Information

Anne Subotich is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Subotich’s Registration & Firm History

TX

04/25/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

AZ

06/13/2011 - 02/28/2022

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

AZ

03/12/2010 - 03/03/2011

CAMBRIDGE INVESTMENT RESEARCH, INC. (MESA AZ)

AZ

03/03/1992 - 03/05/2009

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

NY

01/06/1992 - 02/19/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/21/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/11/2011

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 12/19/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/24/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anne Marie Subotich.
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