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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Straus is a financial advisor with over 27 years of experience in the financial services industry. Anne Marie Straus is currently registered with LPL Financial LLC in Spirit Lake, IA. Previously, Anne Marie Straus was registered with UBS PAINEWEBBER INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Anne Marie Straus holds several licenses and certifications, including the Series 3, 7, 24, 63, and 65 exams, as well as the SIE exam. Anne Marie Straus is also a Certified Financial Planner. Anne Marie Straus has a strong track record of providing financial advice to individuals, families, and businesses. Anne Marie Straus specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
10/24/2014 - Present
LPL Financial LLC (SPIRIT LAKE IA)
NJ
09/11/1998 - 02/26/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MN
08/25/1995 - 10/02/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/25/1995 - 10/02/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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