Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Senerchia is a financial advisor with over 30 years of experience in the financial services industry. Anne has been a registered representative of Wells Fargo Clearing Services, LLC since 2017. Prior to that, Anne worked at Morgan Stanley for 11 years. Anne is a highly experienced advisor and has held a variety of roles in her career, including registered representative, registered principal, and operations professional. Anne is also licensed as an investment advisor representative in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
11/12/2017 - Present
Wells Fargo Clearing Services, LLC (PROVIDENCE RI)
RI
12/01/2015 - 09/25/2017
CITIZENS SECURITIES, INC. (EAST PROVIDENCE RI)
RI
03/06/2015 - 10/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
06/01/2009 - 12/11/2014
MORGAN STANLEY (WELLESLEY MA)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
06/30/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
NY
07/20/1998 - 08/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
03/27/1992 - 07/21/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/20/1988 - 04/14/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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