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Anne Marie Scott

Vanguard Marketing Corp.

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About Anne Marie Scott

Anne Marie Scott is a financial professional with over 10 years of experience in the industry. Anne is currently registered with Vanguard Marketing Corp. She holds the Series 6, 7, 24 and 63 licenses as well as the SIE. She is licensed in Pennsylvania.

Firm Information

Anne Scott is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Scott’s Registration & Firm History

PA

03/29/2013 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 04/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/28/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anne Marie Scott.
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