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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Norris is a registered representative with Wells Fargo Clearing Services, LLC. Anne Marie Norris is active in the securities industry since 2014 and has a Series 7, Series 63 and Series 66 license. Anne Marie Norris is registered in 53 states and the District of Columbia, as well as the state of Missouri as an investment advisor representative. Anne Marie Norris is a Registered Representative and Investment Advisor Representative in both Missouri and Texas. Anne Marie Norris has experience working with clients like high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and individuals. The firm's main office is located at One North Jefferson Avenue, Mail Code: H0004-05E, St. Louis, Missouri, 63103-2205. The firm's telephone number is (314) 875-3000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/22/2016 - Present
Wells Fargo Clearing Services, LLC (FAIRVIEW HEIGHTS IL)
BOTH
Issued 05/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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