Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Hughey is a financial advisor who has been in the industry since 1999. Anne Marie currently works for UBS Financial Services Inc. and has been registered with them since July 2013. Anne Marie has a wide range of experience working with individual clients and businesses, providing financial planning, pension consulting, and portfolio management services. In addition to her current role, Anne Marie also has a strong background with other firms including New England Securities and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
06/24/2013 - Present
UBS Financial Services Inc. (MADISON WI)
NJ
10/06/1999 - 04/20/2010
NEW ENGLAND SECURITIES (BEDMINSTER NJ)
MA
01/26/1999 - 09/29/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/26/1999 - 09/29/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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