Unclaimed
Anne Marie Hasbrook is a registered investment advisor representative with Cetera Investment Advisers LLC. Anne Marie has been in the financial services industry since June 1992. Anne Marie previously worked at Investors Capital Corp., CitiCorp Investment Services, and Cal Fed Investments. Anne Marie is licensed to provide investment advice in Arizona, California, Idaho, Maryland, Nebraska, Nevada, New Mexico, and Washington. Anne Marie specializes in financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (RANCHO CORDOVA CA)
CA
10/03/2016 - 04/25/2017
CETERA ADVISORS LLC (SACRAMENTO CA)
CA
04/07/2003 - 10/03/2016
INVESTORS CAPITAL CORP. (SACRAMENTO CA)
NY
02/05/2003 - 04/02/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
07/30/1997 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
01/05/1996 - 07/17/1997
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
02/01/1994 - 12/22/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
07/12/1993 - 02/16/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MA
05/26/1992 - 07/20/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/26/1992 - 07/20/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 1/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 5/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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