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Anne Marie Georges

Nationwide Investment Services Corp.

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About Anne Marie Georges

Anne Marie Georges is a financial professional with over 20 years of experience in the financial services industry. Anne Marie has a broad range of experience, including roles at Old Mutual Financial Network Securities, Inc., Franklin Securities L.L.C., Sun Life of Canada (U.S.) Distributors, Inc., and Clarendon Insurance Agency, Inc. Currently, Anne Marie is registered with Nationwide Investment Services Corp. and holds Series 6, 26, and 63 licenses. Anne Marie's extensive background provides her with the knowledge and experience to help clients meet their financial goals.

Firm Information

Anne Georges is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Georges’s Registration & Firm History

OH

10/01/2010 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

MD

10/27/2008 - 12/31/2008

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC. (BALTIMORE MD)

MA

03/31/2003 - 02/05/2004

FRANKLIN SECURITIES L.L.C. (FOXBORO MA)

MA

07/10/1998 - 06/19/2000

SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

MA

06/25/1999 - 06/09/2000

CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)

NY

04/02/1997 - 04/24/1998

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

12/06/1994 - 02/27/1997

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

MA

09/06/1990 - 12/31/1994

MFS FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anne Marie Georges.
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