Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Ferraraccio is a financial advisor with over 25 years of experience in the financial services industry. Anne Marie currently works with Wells Fargo Clearing Services, LLC. Anne Marie is a registered representative with FINRA and the state of Illinois. Anne Marie has a wide range of experience working with individual and institutional clients and is committed to providing her clients with personalized financial advice. She has passed the Series 7, Series 9, Series 24 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/13/2023 - Present
Wells Fargo Clearing Services, LLC (DECATUR IL)
NY
01/09/2006 - 10/15/2018
KEY INVESTMENT SERVICES LLC (BUFFALO NY)
OH
05/14/1999 - 01/11/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
08/22/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 02/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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