Unclaimed
Anne marie Cortes is a financial advisor who has been in the industry since 2021. She is currently registered with J.P. Morgan Institutional Investments Inc. and is licensed to sell securities in several states including Georgia, New York, North Carolina, Texas, and Wisconsin. Anne marie holds the Series 3, Series 7, and Series 63 licenses, as well as the SIE exam. Her previous experience includes working at Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2023 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
08/25/2020 - 07/07/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2023
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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