Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Cappel is a financial advisor with over 16 years of experience in the financial services industry. Anne Marie currently works for Lincoln Financial Distributors, Inc. Anne Marie has held previous roles with Lincoln Financial Advisors Corporation, GWFS Equities, Inc., U.S. Bancorp Investments, Inc., Prudential Securities Incorporated, AUL Equity Sales Corp. and American United Life Insurance Company. Anne Marie holds a Series 6, Series 7, Series 26, Series 63 and Series 65 license. Anne Marie is licensed in Alaska, California, Hawaii, Indiana, Oregon and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
05/01/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
IN
11/05/2018 - 05/01/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CO
11/22/2012 - 11/06/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/25/2000 - 10/30/2003
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MN
11/05/1999 - 05/12/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
03/23/1999 - 10/04/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IN
07/22/1998 - 11/24/1998
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IN
06/09/1998 - 11/24/1998
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 12/10/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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