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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Marie Bensel is an investment advisor representative with Morgan Stanley. Anne has been in the industry since 1989. Anne has a wide range of experience, having previously worked at firms such as CITIGROUP GLOBAL MARKETS INC. and SII INVESTMENTS, INC. Anne is registered in 13 states, including California, Connecticut, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Ohio, South Carolina, and Washington. She has passed a number of exams, including the Series 7, Series 6, Series 63, Series 65, Series 10, Series 24, and Series 26. Anne's specializations include providing financial planning, pension consulting, educational seminars, and selection of other advisors. She also provides portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
10/26/2021 - Present
Morgan Stanley (Greenwich CT)
CT
06/03/2009 - 10/25/2021
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
CT
01/29/2007 - 06/30/2009
SII INVESTMENTS, INC. (NORWALK CT)
NY
05/22/2003 - 01/31/2007
ROYAL ALLIANCE ASSOCIATES, INC. (WHITE PLAINS NY)
NY
03/30/1998 - 05/27/2003
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
01/26/1995 - 04/02/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
12/23/1988 - 12/21/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 11/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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