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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Mallory Cheaney is an investment advisor representative at Morgan Stanley with over 17 years of experience in the financial services industry. Anne is a Series 63 and 65 licensed professional. She is also a Series 7 and SIE licensed representative. Anne is registered to offer securities and investment advisory services in Florida, Indiana, Kentucky, New York, Oklahoma, Tennessee, and Texas. Anne is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Anne specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. She is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals. Previously, Anne was associated with UBS Financial Services, Inc. from January 2015 to July 2024 and Morgan Stanley Smith Barney LLC from October 2013 to January 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KY
06/24/2024 - Present
Morgan Stanley (Louisville KY)
KY
01/21/2015 - 07/02/2024
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
10/18/2013 - 01/26/2015
MORGAN STANLEY (LOUISVILLE KY)
KY
04/14/2011 - 10/28/2013
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
04/25/2006 - 08/26/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
IA
Issued 04/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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