Unclaimed
Anne Chamberlain is a financial advisor with Park Avenue Securities LLC in LOUISVILLE, KY. Anne has been in the financial industry since 2002. Anne has a Series 6, 7, 63, and 65 license. Anne is registered in the states of CA, CO, FL, IN, KY, MD, MI, OH, TX, VA, and WI. In addition to providing financial services to individuals and families, Anne also works with charitable organizations, insurance companies, and pension plans. Anne Chamberlain and Park Avenue Securities LLC are dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
08/24/2023 - Present
Park Avenue Securities LLC (LOUISVILLE KY)
KY
03/25/2017 - 11/20/2017
MML INVESTORS SERVICES, LLC (LOUISVILLE KY)
KY
03/25/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
11/13/2009 - 03/16/2011
PNC INVESTMENTS (LOUISVILLE KY)
KY
05/21/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
KY
01/05/2009 - 05/11/2009
WOODBURY FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
03/26/2008 - 01/02/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
IN
10/31/2007 - 03/18/2008
NATIONAL PLANNING CORPORATION (NEW ALBANY IN)
IN
10/18/2006 - 11/01/2007
AMERICAN GENERAL SECURITIES INCORPORATED (NEW ALBANY IN)
GA
11/15/2001 - 08/10/2006
VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)
TX
11/15/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 03/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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