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Anne M Leonard

T. Rowe Price Investment Services, Inc.

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About Anne M Leonard

Anne M. Leonard is a registered representative with T. Rowe Price Investment Services, Inc. in Colorado Springs, Colorado. Anne holds Series 6, Series 63, and Series 6TO licenses and is a registered investment advisor in Colorado. Anne has been in the securities industry since 2009.

Firm Information

Anne Leonard is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Leonard’s Registration & Firm History

CO

07/30/2024 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

CO

02/19/2009 - 03/22/2010

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 05/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/25/2024

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anne M Leonard. Review regulatory record here.
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