Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Faunce is a registered representative and investment advisor representative with LPL Financial LLC in Westfield, Massachusetts. Anne has been in the industry since August 8, 2013. Anne holds the Series 6, Series 7, Series 63, and Series 66 securities licenses. Anne is also registered with the states of Connecticut and Massachusetts. Anne's previous employers include Key Investment Services LLC and LPL Financial LLC. Anne is also a VP, Deposit and Digital Banking Product Manager at Westfield Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/04/2020 - Present
LPL Financial LLC (WESTFIELD MA)
MA
09/21/2016 - 07/31/2017
KEY INVESTMENT SERVICES LLC (Southwick MA)
MA
04/05/2013 - 09/21/2016
LPL FINANCIAL LLC (SOUTHWICK MA)
BOTH
Issued 07/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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