Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Winstead is a financial advisor at Robert W. Baird & Co. Inc., with over 28 years of experience in the financial services industry. Anne has a strong background in providing investment advice and portfolio management for individuals, businesses, and institutions. Anne holds the Series 7, Series 63, Series 65, and SIE licenses. Anne has been registered with the Financial Industry Regulatory Authority (FINRA) since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
03/16/2012 - Present
Robert W. Baird & Co. Inc. (Charlotte NC)
NC
06/01/2009 - 03/20/2012
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
12/16/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
OH
09/09/1996 - 09/24/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
07/11/1995 - 09/03/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
03/07/1994 - 01/06/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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