Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Clendenny has been in the financial services industry since March 22, 2008. She is a registered representative with Rabo Securities USA, Inc. and holds Series 7, 24, 27, 63 and SIE licenses. Anne has experience in both the brokerage and investment advisory industries, having worked previously for Scottrade, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/11/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
11/12/2007 - 05/31/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 12/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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